A few years back, a bevy of art critics declared that Marcel Duchamp’s 1917 sculpture called “Fountain” — a store-bought urinal he had presented, unchanged, as art — was the most influential work of the 20th century. Andy Warhol’s 1964 Brillo Boxes — copies of scouring-pad cartons presented as art — could easily have come a close second. Philosopher Arthur Danto built an illustrious career, and a whole school of thought, around the importance of those boxes to understanding the very nature of artworks.
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Last month, three federal appellate judges in New York City decided they knew more about art than any old critic or philosopher: Whether they quite meant to or not, their ruling had the effect of declaring that the landmark inventions of Duchamp and Warhol — the “appropriation” they practiced, to use the term of art — were not worthy of the legal protection that other creativity is given under copyright law.
The case they were considering arose in 2016 when, after the death of pop star Prince, the Andy Warhol Foundation for the Visual Arts licensed a 1984 Warhol silk-screen of the musician for use in a magazine’s commemoration.
When photographer Lynn Goldsmith recognized that the Warhol image was based on a photo she had taken in 1981, she asserted that the foundation had infringed on her copyright.
Back in 2019, a trial court decided that Warhol’s use of Goldsmith’s photo was within the bounds of what copyright law calls “fair use”.
“Fair use” is supposed to set guidelines for when one creator is free to borrow from another, without permission or payment. It is meant to ensure that the same copyright law that protects one artist’s creation does not utterly stymie “the ability of authors, artists, and the rest of us to express them — or ourselves by referencing the works of others,” as the same appeals court in Manhattan once said, in a decision that allowed fine artist Jeff Koons to appropriate a fashion photo into one of his paintings.
Many creative products need to cite other works. Imagine a critic who wants to quote a poem to show how bad it is, or a cartoonist copying a Warhol to make fun of it. Courts have found that this kind of copying is allowed if, among other things, the original work is transformed enough in the process. In other words, even if that cartoon looked quite a lot like the Warhol (it might need to, to work) so long as its goals and functions were quite different from the original, the “transformation” involved would absolve it of copyright infringement.
The court’s blessing as “transformative” is not necessary when an artist manages to get permission to use an image by someone else.
In the Goldsmith case, the original trial court found that in the process of going from her black-and-white photo to Warhol’s colorful silk-screen, the image of Prince had been so transformed that Warhol’s use should count as “fair”.
But the appeals court last month disagreed, ruling that Warhol’s reuse of the Goldsmith had not, in fact, been transformative enough. Any reuser’s work, said the appellate judges, “must reasonably be perceived as embodying an entirely distinct artistic purpose, one that conveys a ‘new meaning or message’” — the judges are quoting from an earlier Supreme Court decision — “entirely separate from its source material.”
Fair enough. That is just what happened when Warhol remade the Brillo company’s boxes: Once presented as art, in a gallery, they certainly had a new purpose and conveyed a new meaning and message compared to identical-looking boxes in a supermarket stockroom.
But then the appeals court sped in the wrong direction, insisting that for reuse to be “fair”, the transformation cannot be so minor that the reuser’s work “remains both recognizably deriving from, and retaining the essential elements of, its source material.” The judges went so far as to hold up collage — “works of art that draw from numerous sources” — as the norm for artistic transformation worthy of the name. Whereas Warhol’s Prince silk-screen, they said, “retains the essential elements of the Goldsmith photograph without significantly adding to or altering those elements.”
But, in fact, to do truly original artistic work, the reuse often needs to stay very close to its source. Many great modern artists not only do not “draw from numerous sources” in copying from others, they do not make any kind of aesthetic change at all to the single image they are copying from.
If Warhol had introduced all sorts of fussy new aesthetics into his boxes, to make them look less like the Brillo originals — if he had collaged in some bits of labels from Ivory Soap and Rice Krispies — they would have failed to signify as shockingly important, transformative art. The sameness, the act of “retaining the essential elements” of an extant image, is Warhol’s entire M.O. as one of the most important of all modern artists.
His Campbell’s Soup paintings did not significantly change the company’s soup labels, except for some enlargement; his Marilyn silk-screens did not add a whole lot to 20th Century Fox’s black-and-white headshot of Marilyn Monroe, beyond sometimes adding crude color; ditto for his copies of the Mona Lisa.
The concept of “transformation” has been driving lawyers and judges crazy since the Supreme Court first introduced it in a 1993 case. It turns out that it is wildly difficult to figure out when and how function and meaning and message get changed in a culture — which, as far as art is concerned, is just how things should be. Art is all about finding new ways to worry away at precisely such issues. The hitch comes in imagining that courts could ever
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